Wednesday, September 14, 2016

Nearly half of IRA rollover assets “at-risk” under DOL rule

Nearly half of IRA rollover assets “at-risk” under DOL rule
By The LifeHealthPro Editors

(LifeHealthPro)

____________________
Please note that in order to provide a recommendation to a client about the liquidation of a securities product, including those within an IRA, 401(k) or other retirement plan, to purchase a fixed or variable annuity or for other similar purposes, you must hold the proper securities registration and be currently affiliated with a broker/dealer or registered investment adviser.  If you are unsure whether or not the information you are providing to a client represents general guidance or a specific recommendation to liquidate a security, please contact the individual state securities department in the state(s) in which you conduct business.