NAFA Speaker Says Impartial Conduct Standards Have Staying Power
By Allison Bell
(ThinkAdvisor)
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Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
Monday, July 31, 2017
Thursday, July 27, 2017
House panel passes bill to replace DOL fiduciary rule with one requiring disclosure of conflicts
House panel passes bill to replace DOL fiduciary rule with one requiring disclosure of conflicts
By Mark Schoeff Jr.
(InvestmentNews)
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Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
By Mark Schoeff Jr.
(InvestmentNews)
____________________
Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
ACLI, IRI Back Roe-Roskam Fiduciary Rule Alternative Bill
ACLI, IRI Back Roe-Roskam Fiduciary Rule Alternative Bill
By Allison Bell
(ThinkAdvisor)
____________________
Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
By Allison Bell
(ThinkAdvisor)
____________________
Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
Rep. Wagner drafts bill to kill DOL fiduciary rule, replace it with best-interest standard
Rep. Wagner drafts bill to kill DOL fiduciary rule, replace it with best-interest standard
By Mark Schoeff Jr.
(InvestmentNews)
____________________
Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
By Mark Schoeff Jr.
(InvestmentNews)
____________________
Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
NAFA Urges DOL to Delay January 1, 2018 Fiduciary Rule Applicability Date
NAFA Urges DOL to Delay January 1, 2018 Fiduciary Rule Applicability Date
Monday, July 10, 2017
FOUR-PART SERIES: Fiduciary Basics – Duty of Loyalty
FOUR-PART SERIES: Fiduciary Basics – Duty of Loyalty
By Kim O'Brien
(InsuranceNewsNet)
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Ann Arbor Annuity Exchange and its representatives do not give legal or tax advice. Please ensure you are familiar with the new Department of Labor Fiduciary Rule and your responsibilities for transactions involving qualified funds prior to meeting with the client.
By Kim O'Brien
(InsuranceNewsNet)
____________________
Ann Arbor Annuity Exchange and its representatives do not give legal or tax advice. Please ensure you are familiar with the new Department of Labor Fiduciary Rule and your responsibilities for transactions involving qualified funds prior to meeting with the client.
Rising rates increase the appeal of lump-sum pension payouts
Rising rates increase the appeal of lump-sum pension payouts
By Jeff Benjamin
(InvestmentNews)
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Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
Ann Arbor Annuity Exchange and its representatives do not give legal or tax advice. Please ensure you are familiar with the new Department of Labor Fiduciary Rule and your responsibilities for transactions involving qualified funds prior to meeting with the client.
Any transaction that involves a recommendation to liquidate a securities product, including those within an IRA, 401(k) or other retirement plan, for the purchase of an annuity or for other similar purposes, can be conducted only by individuals currently affiliated with a properly registered broker/dealer or registered investment adviser. If your financial professional does not hold the appropriate registration, please consult with your own broker/dealer representative or investment adviser representative for guidance on your securities holdings.
By Jeff Benjamin
(InvestmentNews)
____________________
Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
Ann Arbor Annuity Exchange and its representatives do not give legal or tax advice. Please ensure you are familiar with the new Department of Labor Fiduciary Rule and your responsibilities for transactions involving qualified funds prior to meeting with the client.
Any transaction that involves a recommendation to liquidate a securities product, including those within an IRA, 401(k) or other retirement plan, for the purchase of an annuity or for other similar purposes, can be conducted only by individuals currently affiliated with a properly registered broker/dealer or registered investment adviser. If your financial professional does not hold the appropriate registration, please consult with your own broker/dealer representative or investment adviser representative for guidance on your securities holdings.
Friday, July 07, 2017
FOUR-PART SERIES: Fiduciary Basics – Duty of Diligence
FOUR-PART SERIES: Fiduciary Basics – Duty of Diligence
By Kim O'Brien
(InsuranceNewsNet)
____________________
Ann Arbor Annuity Exchange and its representatives do not give legal or tax advice. Please ensure you are familiar with the new Department of Labor Fiduciary Rule and your responsibilities for transactions involving qualified funds prior to meeting with the client.
By Kim O'Brien
(InsuranceNewsNet)
____________________
Ann Arbor Annuity Exchange and its representatives do not give legal or tax advice. Please ensure you are familiar with the new Department of Labor Fiduciary Rule and your responsibilities for transactions involving qualified funds prior to meeting with the client.
DOL issues request for comment on fiduciary rule to guide review, possible revisions of measure
DOL issues request for comment on fiduciary rule to guide review, possible revisions of measure
By Mark Schoeff Jr.
(InvestmentNews)
____________________
Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
By Mark Schoeff Jr.
(InvestmentNews)
____________________
Article may require (free) site registration to view. Contact AAAE for a copy if unable to access.
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